Broker-Dealer
Capital Raising + M&A

We connect issuers, investors and dealmakers across the capital markets. For clients seeking regulatory compliant services, we provide a strategic relationship with a FINRA-registered broker-dealer.

What We Offer

Broker-Dealer Services

Our managing partner, Pete Davis, is a Series 7 & 63 licensed broker with Arq Advisors, a FINRA-licensed broker-dealer in the NYC area. Arq provides a full range of B/D services for companies in need of a compliant and professional process.

Mergers & Acquisitions

M&A deals can be tricky. While they often look simple on paper, the details and complexities of the process often kill them before they gain momentum. We provide proper deal vetting, a compliant process and the expertise to get deals done.

Bond & Equity Trading

Arq’s trading team combines institutional experience with a boutique level of service. For funds and companies looking to execute large block trades, we deliver precision execution, accurate pricing and reliable delivery.

Private Placements

We affect capital raises for companies across numerous sectors, representing both investors and issuers. While we do represent early stage companies, except in rare occasions, we typically do not take on pre-revenue startups.

Secondary Offerings

For insiders and officers of large, non-public companies, we have partnered with a dedicated marketplace for secondary offerings. This platform allows secondary shares to be traded in an exchange-like format without the need to go public.

Access to Capital Markets​

Our range of experience, connections and compliance provides you with the access you need to raise capital, fund an investment, execute trades and complete a deal. If you need to be in the market, we’ll get you there.

Broker-Dealer Services

Our managing partner, Pete Davis, is a Series 7 & 63 licensed broker with Arq Advisors, a FINRA-licensed broker-dealer in the NYC area. Arq provides a full range of B/D services for companies in need of a compliant and professional process.

Mergers & Acquisitions

M&A deals can be tricky. While they often look simple on paper, the details and complexities of the process often kill them before they gain momentum. We provide proper deal vetting, a compliant process and the expertise to get deals done.

Bond & Equity Trading

Arq’s trading team combines institutional experience with a boutique level of service. For funds and companies looking to execute large block trades, we deliver precision execution, accurate pricing and reliable delivery.

Private Placements

We affect capital raises for companies across numerous sectors, representing both investors and issuers. While we do represent early stage companies, except in rare occasions, we typically do not take on pre-revenue startups.

Secondary Offerings

For insiders and officers of large, non-public companies, we have partnered with a dedicated marketplace for secondary offerings. This platform allows secondary shares to be traded in an exchange-like format without the need to go public.

Access to Capital Markets​

Our range of experience, connections and compliance provides you with the access you need to raise capital, fund an investment, execute trades and complete a deal. If you need to be in the market, we’ll get you there.

All broker-dealer activities, including capital raises, mergers & acquisitions, bond & equity trading and secondary offerings are provided through Arq Advisors, LLC, a FINRA-registered broker-dealer. Go here for more details.

Talk to Us

Find out how we can help you build your business, grow your revenues or get your deal completed. Contact us to learn more.